The annual meeting of the North American Securities Administrators Association in Las Vegas next week will feature a session lead by current NASAA Ombuds, Don B. Saxon. The ombudsman session is a relatively recent feature of the conference. Last year, the session included discussion of legal developments and regulations affecting the financial industry. (NASAA Conf. Details; 2007 NASAA Ombuds Session.)
Wednesday, September 10, 2008
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