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Monday, November 15, 2010

Externship: Financial Industry Regulatory Authority

FINRA is offering unpaid externships for graduate students in its Washington, DC office. The externs will work with FINRA Ombuds staff in the Spring 2011 semester for 15-20 hours per week.

Duties will include a variety of tasks including research, analyses and writing, document review, as well as providing assistance in developing statistical reports, as well as quarterly and annual management reports preparing for investigative testimony and hearings. Applicants must submit a resume, cover letter and graduate school transcript. Knowledge of securities and ADR preferred, but not required. (FINRA Careers.)

Related post: Securities Broker-Dealers Indicate Dissatisfaction with FINRA Ombuds

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