The Financial Industry Regulatory Authority (the successor to the National Association of Securities Dealers) is seeking a Senior Director for its Ombudsman Office. The position reports functionally to the Audit Committee and administratively to the Senior Vice President & Chief Audit Executive. The Senior Director handles issues related to FINRA's internal and external activities and manages the office in compliance with the Ombuds principles of neutrality, confidentiality and independence. An advanced degree or professional certification in dispute resolution is preferred, and applicants should have a minimum of eight years experience in a managerial position. Experience as an investigator and/or analyst, preferably in a securities regulatory environment, is also desired. No salary or closing date indicated. (FINRA Jobs.)
Related post: SEC Affirms Role of NASD Ombuds.
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